Compliance Officer

Robert Half
June 6, 2021
Broomfield, CO
Job Type


Ref ID: 00610-0011842601

Classification: Compliance Officer

Compensation: $150000.00 to $180000.00 yearly

Compliance Officer Private Equity

Our client, a leading Private Equity firm located in Broomfield, is seeking a 3 plus years Compliance Officer to support the compliance program for the US and international compliance program. Responsibilities will include assisting with the management of regional compliance, interpretation of the US securities Law requirements and application of them, and working with the Investment Advisers Act of '40, Investment Company Act of '40, and Securities Act of '33. This position required 3 plus years of relevant work in private equity and asset management, JD from with top credentials, strong working of the '40, '33 Acts, strong working knowledge of the SEC, CFTC/NFA, FINRA. Experience with US and Cayman AML Laws is a plus. If you are qualified for this position, the firm offers an excellent base salary, cash bonus, equity, and fabulous benefits.

Please email your resume to Director, mala. saraogi @ roberthalflegal for immediate consideration!

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